-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2uHzMbORKIYNlvgOOoZwRnXYoI4Eqc1wGWywNoNvrgL0cGzTGeSWXgqdYzLGomm Rn6cj1JfyMnwkiRRV4Hl/w== 0001505315-10-000002.txt : 20101110 0001505315-10-000002.hdr.sgml : 20101110 20101110122433 ACCESSION NUMBER: 0001505315-10-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101110 DATE AS OF CHANGE: 20101110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Abraham Richard Leo CENTRAL INDEX KEY: 0001505315 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 143 COLFAX ROAD CITY: HAVERTOWN STATE: PA ZIP: 19083 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEXICO EQUITY & INCOME FUND INC CENTRAL INDEX KEY: 0000863900 IRS NUMBER: 133576061 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41350 FILM NUMBER: 101178896 BUSINESS ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN STREET, LC-2 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4147654499 MAIL ADDRESS: STREET 1: U.S. BANCORP FUND SERVICES, LLC STREET 2: 615 EAST MICHIGAN STREET, LC-2 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: MEXICO CONVERTIBLE ADVANTAGE FUND INC DATE OF NAME CHANGE: 19900807 FORMER COMPANY: FORMER CONFORMED NAME: MEXICO ADVANTAGE FUND INC DATE OF NAME CHANGE: 19900805 SC 13G 1 mxe.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Mexico Equity and Income Fund, Inc. --------------------------------------- (Name of Issuer) Preferred Stock ------------ (Title of Class of Securities) 592834204 --------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 SEC 1745 (10-88) SCHEDULE 13G CUSIP NO. 592834105 --------- - - --------------------------------------- 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Richard Abraham - - ----------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /. (b) / /. - - ------------------------------ 3. SEC USE ONLY - - ------------------------------ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - - ----------------------------- 5. SOLE VOTING POWER 7,377 NUMBER OF -------- ------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY 0 OWNED BY -------- -------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 7,377 PERSON -------- --------------- WITH 8. SHARED DISPOSITIVE POWER 0 - - -------------------------------- -------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,377 - - ------------------------------------------ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / /. - - --------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.7% - - ---------------------------------- 12. TYPE OF REPORTING PERSON* individual - - ------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 STATEMENT ON SCHEDULE 13G Item 1(a). Name of Issuer: --------------- The Mexico Equity and Income Fund, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ------------------------------------------------ 615 East Michigan Street Milwaukee, WI 53202 Item 2(a). Names of Person Filing: ----------------------- Richard Abraham Item 2(b). Address of Principal Business Office or, if none, Residence: ------------------------------------------------------------ 143 Colfax Road Havertown, PA 190893 Item 2(c). Citizenship: ------------ United States Item 2(d). Title of Class of Securities: ----------------------------- Preferred Stock Item 2(e). CUSIP Number: ------------- 592834204 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or --------------------------------------------------------- 13d-2(b), check whether the person filing is a: ----------------------------------------------- (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act (e) / / Investment Advisor registered under section 203 of the Investment Advisers Act (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Sec.240.13d-1(b)(ii)(F) (Note: See Item 7) (g) / / Parent Holding Company, in accordance with Sec.240.13d-1(b)(ii)(G). (Note: See Item 7) (h) / / Group, in accordance with Sec.240.13d-1(b)(ii)(H). Page 3 of 5 Item 4. Ownership: ---------- (a) Amount Beneficially Owned: 7,377 as of 10th November 2010 ------- (b) Percent of Class: 10.7% ----- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 7,377 ------- (ii) shared power to vote or to direct the vote: 0 ----- (iii) sole power to dispose or to direct the disposition of: 7,377 ------- (iv) shared power to dispose or to direct the disposition of: 0 ----- Item 5. Ownership of Five Percent or Less of a Class: --------------------------------------------- no Item 6. Ownership of More than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not Applicable Item 7. Identification and Classification of the Subsidiary Which --------------------------------------------------------- Acquired the Security Being Reported on By the Parent Holding ------------------------------------------------------------- Company: -------- Item 8. Identification and Classification of Members of the Group: ---------------------------------------------------------- Not Applicable Item 9. Notice of Dissolution of Group: ------------------------------- Not Applicable Item 10. Certification: -------------- By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 10th November 2010 -------------- /s/ Richard Abraham ------------------------- Name: Richard Abraham -----END PRIVACY-ENHANCED MESSAGE-----